Programming is available for viewing in your online classroom for 30 days from the original order date. After viewing, follow instructions to certify credit. The date you certify credit will be the date printed on your ISBA Certificate of Completion and will be the date recorded for earning the MCLE credit.
Presented by the ISBA Business and Securities Law Section

Attorneys representing small to mid-size business that need access to investor capital need to be aware of the various multifaceted legal issues that can arise when funding a business, including the securities laws, rules and regulations that may affect the transaction, Don't miss this opportunity to update your knowledge on a number of key areas, including: 
  • An overview of Regulation D;
  • The changes to Regulation D brought about by the JOBS Act;
  • Crowd funding as an alternative option when Regulation D doesn't work for the offering being contemplated;
  • The steps to a crowd funding offering, including issuer requirements, funding portal requirements, and when an offering can commence; 
  • How monetary limits change based on the investor profile; 
  • The risks associated with crowd funding; 
  • The type of malpractice insurance necessary before engaging in securities work, as well as how insurance will be affected in the future; 
  • The necessary due diligence when considering potential securities clients; 
  • The Illinois state law considerations that should be taken into account when considering an exempt offering; and
  • Much more!

Program Coordinator:
Cory White, The International Business Law Group, Chicago

Program Moderator:
Brian F. Johnson, Johnson Bunce & Noble, P.C., Peoria

Program Information
Date Presented:
April 03, 2014 9:00 AM Central
Length:
2 hours, 45 minutes
Introduction to Regulation D
Don't miss this introductory overview of Regulation D - from what it is and when compliance is appropriate, to the various Regulation D rules that need to be considered and the changes that have been brought about by the JOBS Act. Additional topics include: steps in a Regulation D private placement; restrictions on securities offered and sold using Regulation D; common pitfalls encountered during a Regulation D offering; the Illinois state law considerations that should be taken into account; and alternative options if Regulation D doesn't work for the contemplated offering.
Approved Credit for Illinois State Bar Association
Total General MCLE Hours: 1.00
Speaker Information
Prof. Charles W. Murdock   [ view bio ]
William A. Price   [ view bio ]
ProductAddPrice
Streaming
ISBA Member Price:$30.00
Non-Member Price:$50.00
Podcast
ISBA Member Price:$30.00
Non-Member Price:$50.00
CD-ROM (Win)
ISBA Member Price:$30.00
Non-Member Price:$50.00
Crowd Funding
Enhance your understanding of how crowd funding is defined and the issues that prevented crowd funding from being a viable method for raising investor capital prior to the JOBS Act. Topics include: steps to a crowd funded offering; restrictions on securities offered through crowd funding; types of investors that can subscribe to the offering; and the various risks that may arise throughout the process.
Approved Credit for Illinois State Bar Association
Total General MCLE Hours: 0.75
Speaker Information
Cory White   [ view bio ]
ProductAddPrice
Streaming
ISBA Member Price:$22.50
Non-Member Price:$37.50
Podcast
ISBA Member Price:$22.50
Non-Member Price:$37.50
CD-ROM (Win)
ISBA Member Price:$22.50
Non-Member Price:$37.50
Practice Considerations*
There are a number of considerations you need to be aware of when counseling your business client. This segment explores the type of malpractice insurance that should be active prior to engaging in securities work, explains how engaging in securities representation can affect insurance going forward, discusses the type of due diligence necessary when considering potential securities clients, and helps you understand how to handle the client that asks you to cut corners. 
Approved Credit for Illinois State Bar Association
Total General MCLE Hours: 0.50
Including Professional Responsibility: 0.50
Speaker Information
Tanya Solov   [ view bio ]
ProductAddPrice
Streaming
ISBA Member Price:$15.00
Non-Member Price:$25.00
Podcast
ISBA Member Price:$15.00
Non-Member Price:$25.00
CD-ROM (Win)
ISBA Member Price:$15.00
Non-Member Price:$25.00
Individual topic purchase: Selected
Illinois State Bar Association
Total General MCLE Hours: 2.50
Including Professional Responsibility: 0.50
Online Demo
Launch a sample ISBA online seminar, no purchase or login required! Click here for a demo! (No MCLE credit for the demo.)
Share This
Preview
Preview Introduction to Regulation DPreview Introduction to Regulation D
Subscription
You must be logged in to access your Free CLE or other bundle.
To continue, you need to log in to FastCLE.com. If you have any questions about your account please contact us at 1-866-702-3278.
Email Address:
Password:
Products
Streaming
ISBA Member Price:$75.00
Non-Member Price:$125.00
Podcast
ISBA Member Price:$75.00
Non-Member Price:$125.00
CD-ROM (Win)
ISBA Member Price:$75.00
Non-Member Price:$125.00
Audio CD
ISBA Member Price:$75.00
Non-Member Price:$125.00
DVD
ISBA Member Price:$75.00
Non-Member Price:$125.00